JPMorgan-DSAC
PDF
Regulations referred
Know Your Client Registration Agency [26.xii, 6.1.3]
Stock Brokers
News Articles Referring the case
[1380] Brokers to face 10-fold higher penalty for non-PAN clients
[1674] Sebi slaps fine on Chinar Exports in investors complaint case
[2998] SEBI bars Rathi for two years
[4120] Stock brokers face 10-x penalty hike