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JPMorgan-DSAC

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Regulations referred

Know Your Client Registration Agency
Stock Brokers [7]
Prohibition of Fraudulent and Unfair Trade Practices [4, 2.1.c, 4.2.n, 4.2.a, 47, 4.2.b]

News Articles Referring the case

[469] Sebi bans Money Plus, proprietor from carrying out investment advisory services
[1845] SAT directs Sebi to give reasons for rejecting Gillete offer
[2658] SAT rejects Gillette India appeal
[2763] SEBI imposes Rs.1 crore penalty on Sicorp Finlease, six others
[3007] First Global denies allegations
[3320] Sebi bans Money Plus, proprietor from carrying out investment advisory services
[4254] Tribunal stays Sebi order on Shankar Sharma

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