JPMorgan-DSAC
PDF
Regulations referred
Know Your Client Registration Agency
Prohibition of Fraudulent and Unfair Trade Practices [4.1, 4.2.a, 4.2.b]
News Articles Referring the case
[1338] Sebi talks tough on public holding rule; says June'13 deadline will not be relaxed
[4130] Sebi imposes fine Rs 15 lakh on a broker