Case File view

JPMorgan-DSAC

PDF

Regulations referred

Issue Of Capital And Disclosure Requirements [2.b, 60.7.a, 57.2.a, 60.4.a]
Issue of Capital and Disclosure Requirements [57.2.a]
Prohibition of Fraudulent and Unfair Trade Practices [4.2.k, 4.1, 4.2.f]

News Articles Referring the case

[861] Brooks Laboratories to contest Sebi order before SAT
[1282] Sebi restrains Brooks Laboratories, five senior executives from accessing securities market
[1748] Sebi bans Brooks Lab, top executives from capital mkts for five years
[1814] Sebi slaps Rs 11.80 crore penalty on Brooks Laboratories and 5 executives
[4033] HUL settles takeover case with Sebi

Developed and Managed by DSAC@IIITH

Funded by JP Morgan AI Research Awards 2020-21 and 2021-22