JPMorgan-DSAC
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Regulations referred
Intermediaries
Stock Brokers
Prohibition of Fraudulent and Unfair Trade Practices [4.2.g, 4.2.a, 4.1]
News Articles Referring the case
[2454] Sebi imposes Rs 1.03 cr fine on 3 stock brokers
[3666] Sebi imposes Rs 28 lakh fine on Amrut Securities