JPMorgan-DSAC
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Regulations referred
Know Your Client Registration Agency
Prohibition of Fraudulent and Unfair Trade Practices [4, 2.1.c, 2.c, 3, 4.1, 4.2.a, 4.2.q]
News Articles Referring the case
[429] Supreme Court stays SAT order substituting fine imposed by Sebi with warning
[1833] Securities Appellate Tribunal will hear the Sahara-Sebi case in Delhi