JPMorgan-DSAC
PDF
Regulations referred
Credit Rating Agencies
Intermediaries
Know Your Client Registration Agency
Portfolio Managers [3, 14.3.a]
Prohibition of Insider Trading
Stock Brokers [9]
Prohibition of Fraudulent and Unfair Trade Practices [4.1, 3, 9.e, 4.2.m, 3.a]
News Articles Referring the case
[998] Investor plaint on brokers: Sebi disposes of case against NSE
[3774] Sebi bans Kassa Fininvest, 16 other entities for ten years
[3779] Investor plaint on brokers: Sebi disposes of case against NSE
[3960] Investor plaint on brokers: Sebi disposes of case against NSE